If you've ever wondered how the FCA goes about regulating the UK financial markets, here is your chance to hear how the FCA works, what they are trying to do and the progress they are making in building market and investor confidence.
We are very pleased that Mark Steward, who is the FCA's Executive Director, Enforcement and Market Oversight has agreed to talk to us. Mark has vast experience of the markets and was appointed the Director of Enforcement and Market Oversight for the FCA in October 2015. He has been involved in corporate, financial services and securities regulation since 1987 in Australia, Hong Kong and in the UK, specialising in investigatory work and resulting litigation.
- Explanation of the FCA role and mission in respect of UK stock markets and enforcement role
- Explanation of the process of building a case
- Explanation of the complaints procedure
- Update on cases under investigation and concluded (Note: specific cases cannot be discussed)
Please note that this webinar is exclusive to paying members of ShareSoc. To get access to this webinar, associate and non-members can presently obtain full membership for just £30 for the first year (normally £45) by clicking here. (This offer is only available until 31 JULY.)