• The Structured Alpha case has been settled with the DOJ and SEC
• The guilty plea will result in the disqualification of AGI U.S. from advising U.S. registered mutual funds
• Fees and compensation payments already reflected in the provisions set up for 2021 and Q1 22
18 May 2022
Settlement of the Structured Alpha case
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Settlement of the Structured Alpha case
• The Structured Alpha case has been settled with the DOJ and SEC
• The guilty plea will result in the disqualification of AGI U.S. from advising U.S. registered mutual funds
• Fees and compensation payments already reflected in the provisions set up for 2021 and Q1 22